Description:
We're individuals from different cultures and backgrounds. Those differences make us stronger as a team and a force for good in our communities. Here, you'll work with dynamic individuals, build your skills, and unleash new ways of working and thinking. Are you ready to join an organization that will help unlock your potential?
This role will be part of Office of the Chief Information Security Officer (CISO), reporting to the Director of Information Security Compliance. The IT SOX Compliance Lead will serve as a key liaison between process and control owners and internal and external auditors to ensure timely completion of SOX 404 compliance requirements.
Responsibilities include but are not limited to:
- Serve as a key liaison between process and control owners and internal and external auditors to ensure timely completion of SOX 404 compliance requirements.
- Serve as a subject-matter expert and advisor on technical issues concerning SOX 404, and related regulatory compliance requirements.
- Work closely with the SOX Program Management Office to ensure an efficient and effective coordination of planning and testing SOX control assessments.
- Monitor and follow up on control deficiencies, working with control owners to remediate them.
- Deliver relevant key metrics & reporting.
Required Skills and Competencies:
- Familiar with control definition, management and testing for a financial services company across one or more lines of business both from a business and an operational perspective.
- Achieve the objectives of concurrent projects, with cross functional impact.
- Works with the Financial Controls Office, IT Controls Operations and IT Relationship Managers to understand the overarching business strategy as well as the financial risk tolerance.
- Actively seeks and applies innovative solutions based on new and emerging technologies to improve overall Business and IT efficiency and effectiveness.
- Challenges others to develop as leaders while serving as a role model and mentor.
- Provide education and training on SOX 404, and related security compliance as needed.
- Assist SOX PMO Office, regulators, auditors during process walkthroughs of in-scope business/IT processes.
- Oversee and manage recommendations or improvements of related risks, deficiencies, gaps or issues.
- Provide direct assistance to external auditors as assigned during their audit of the financial statements.
- Project planning, monitoring and control, risk and issue management and vendor management as required.
- Communication with senior project sponsors and executives as required for managing the SOX program.
- Works to integrate the various multiple technology and business areas in the planning, execution, control and implementation of the project.